Ensure efficient identification and monitoring ofsuspicious activities and transaction in the Bank and ensure timely reportingof suspicious transactions to RBG compliance manager.
Key Result Areas :
AssistCompliance Manager to perform duties as per the latest regulatory requirementsand internal compliance guidelines, policies and procedures.
Review andmonitor accounts for AML activities in line with the KYC / AML policy andCompliance SOP of the bank
Review / clearanceof AML transaction related alerts & raise IMLR as appropriate.
Monitor SASAML System and conduct appropriate reviews to facilitate closure of alerts orfurther investigation / reporting.
Highlight any AML concerns or suspicions toCompliance
Conduct AML enquiries / investigations upon directives received as per banks documented procedures.
Maintainunits statistical data / MIS on regular basis
CoordinateAML E-learning data from business ensuring all staff complete and submit theirconfirmations as per policy.
Ensure All records of the unit arekept in a confidential and secure state & adherence to record retentionpolicy and the SOP guidelines
Coordinate with variouschannels to ensure the responses on AML queries raised are satisfactorilyresponded to.
Knowledge, Skills and Experience
5-6 years of banking experiencewith 3 years relevant experience.
The candidate must have had priorexperience of handling AML related transactions.
Complete understanding of varioussanction programs e.g., OFAC, UN, EU etc
Should have excellentcommunication and analytical skills.
Goodunderstanding of main systems and their interaction / use (SAS, Side Viewer, Flexcube,Select etc)
Oct 8, 2018