Senior Audit Manager - Legal, Compliance and Financial Crime Risk
D Internal Audit
Reports To : Head of Audit - Legal, Compliance and FCR
To help develop and maintain the strategic audit plan for the Group Functions and Risk audit team across the Group.
To oversee the execution and delivery of the regional audit plan, with a specific responsibility for Group Compliance, Group Financial Crime Risk and Group Legal (L&C)
To provide assurance as needed to Group senior management that the processes and controls by means of which the business is managed are appropriate to the task and functioning effectively.
Key Roles & Responsibilities
Audit planning - manage audits across the Middle East and Africa regions, including taking part in key Legal, Compliance and Financial Crime audits, or otherwise supporting work led by other teams from planning to reporting
Contribute to Global Product / Function Risk Assessment
Provide inputs for updates of Master Risk Control Matrix
Manage engagement with Regional Product / Function stakeholders, especially in WB and CB Legal and Compliance teams
Attend Regional level Audit Report Review Committees (for relevant audits)
Provide inputs for Global Product / Function permanent audit file
Review all Product / Function audit reports
Regional themes - contribute to creating Group level themes.
Carry out QA on audit work relating to the product / function.
Contribute to training
Carry out continuous monitoring and testing across the region
Qualifications & Skills
Experienced career internal auditor or business person who is a deep subject matter expert in Regulatory or Financial Crime Risk and working knowledge of legal risk.
Strong communicator of balanced messages with an ability to influence.
Highly credible with their counterparts in the business.
Up to date with developme
Standard Chartered Bank started in 1958 in UAE with its first branch in Sharjah. The Group's business gradually increased in Dubai with the opening of several branches and today, Dubai is the administrative hub of the Middle East and South Asia Region.
In its 43rd year, the Bank enjoys the position of having the most extensive branch network among foreign international banks in UAE with 10 branches emirate-wide.
Standard Chartered is an international bank, focused on the established and emerging markets of Asia, Africa, the Middle East and Latin America with an extensive global network of more than 600 offices in over 50 countries.
The three principal business groups are Global Markets, Personal Banking and Corporate and Institutional Banking.
In UAE, we are one of the leading banks, offering an extensive range of products and services for personal customers, local companies, multinational corporate and financial institutions.