SVP & Head of Compliance, Personal Banking
First Abu Dhabi Bank - FAB
UAE, Abu Dhabi,Abu Dhabi
منذ 11 ساعات
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Job Role : SVP & Head of Compliance,Personal Banking


Strategic Contribution

  • Lead the management of change throughcontinuous improvement of functional systems, processes andpractices taking into account global standards and changes in thebusiness that demand proactive action plans.
  • Ensure effective implementation of the Bank’sCompliance strategy within the PBG Team’s remit to ensurevertical alignment and horizontal integration with otherinterfacing departmental strategies.
  • Help todevelop, document, implement and manage relevant material strategiccompliance governance and documents, including but not limited toBalanced Scorecard, Risk Appetite and Annual CompliancePlan.
  • PeopleManagement

  • Effectively lead and manage the PBG Compliance Team bysetting of individual objectives, managing performance, developingand motivating staff to maximise performance.
  • Support the Compliance Governance Department in talentmanagement including acting as an SME on developing and deliveringtraining for PBG.
  • Provide guidance and on thejob training for junior colleagues and conduct knowledge sharingsessions.
  • Identify PBG Team resourceshortfalls against the Compliance Department capacityplan.
  • Act as a role model to direct andindirect reports to drive adherence to organisational values andethics and foster a value driven culture within thebank.
  • Policies,Systems, Process & Procedures

  • Advise on the rollout and implementation ofGroup wide Compliance policies and procedures.
  • Budgeting and FinancialPlanning

  • Prepare andrecommend the PBG Compliance Team’s budget and monitoradherence to budget, while ensuring all team activities areconducted in line with the approved guidelines.
  • Reporting

  • Provide guidelines to the Technology, Data& Reporting Team and Monitoring, Assurance &Governance Compliance Team on KPI’s and KRIs forreporting to senior stakeholders.
  • Review MIrelated to PBG prior to submission to GCC / HCO.
  • PBAdvisory

  • Act as anSME to provide Compliance advice to internal and external (Groupwide) stakeholders as required.
  • Develop andstrengthen relationships to promote best practice and ensure a goodunderstanding of Compliance requirements across PBG.
  • Monitor account closures and relationship existsfollowing decision to exit for Compliance reasons.
  • Act as the Compliance SME for the PBG new policies,procedures and processes.
  • Act as theCompliance SME for the new and amended product reviewprocess.
  • Coordinate with Regulatory Complianceand FCC functions to provide recommendations on compliancerisks.
  • Connect requestors to Compliancecolleagues to obtain approvals (where required).
  • Advise Business Units with technical insights and buildcredibility based on an understanding of their challenges relatedto products, customers and transactions.
  • Provide updates to PBG business on compliancerequirements, best practices, market news, internationalregulations, hot topics and regulatory changes.
  • Generic

  • Oversee implementation of IA recommendationsfor findings against the PBG Team.
  • Lead / participate in relevant financial crime relatedprojects as per the project guidelines set by the ComplianceGovernance Department
  • MinimumQualification

  • Bachelor’s degree or higher in management,banking, finance
  • Minimum Experience

  • Minimum of 15-20 years of experience in areputed bank or any financial institution
  • Minimum of 8 years of experience in personal banking or acompliance advisory role with knowledge of CASS, governance,conduct risk, new regulatory developments such as MiFID 2preferably
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