Regulatory Relations/Corporate Advisory - Vice President
Morgan Stanley
Middle East
منذ 14 ساعات

Company Profile

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.

The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic.

Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow.

A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

Department Profile

The purpose of the MSEHSE Group Legal Department is to provide legal and regulatory advice to protect the MSEHSE Group’s financial wellbeing and reputation, and to assist the businesses and operations of the MSEHSE Group to understand legal risk and to comply with relevant financial services related laws, regulations, Morgan Stanley policies and standards.

The MSEHSE Group Legal Department is part of Morgan Stanley’s global legal division under the overall responsibility of the Chief Legal Officer. Role Profile

This is a legal and regulatory role for a candidate with experience of regulatory law issues and knowledge of European financial regulatory and supervisory practices.

The role will involve assisting with the day to day management of our EU regulatory relationships and providing advisory support to the Supervisory and Management Boards and other members of the wider management team of the Morgan Stanley German group in relation to the Firm’s EU regulatory relationships.

The individual will also be expected to provide ad hoc support to various internal functions, including Risk, Finance and Operations on prudential regulatory issues and to provide coverage support on regulatory reform projects as required.

For the right candidate, this position offers the opportunity to enhance their financial services expertise and experience in regulatory issues and to work closely with all divisions in a key phase of Morgan Stanley’s development in Frankfurt.

The role reports to the Head of Regulatory Relations of the MSEHSE Group, an Executive Director in Legal.#LI-RG1 Primary Responsibilities - Provide strategic regulatory advice and guidance to divisions with the aim of maintaining open, productive and proactive relationships with the regulators.

Act as a key point of contact for identified divisions in all regulatory relationship matters.

  • Management of regulatory information requests and regulatory remediation submissions by coordination of responses from all contributors;
  • providing guidance and regulatory context for the request; consolidation and checking of responses / submissions to facilitate consistency of messages and ensure they meet the regulatory expectations.

  • Coordination and planning for regulatory meetings by ensuring appropriate positioning of materials and attendees; provide advice and guidance to attendees and ensure that all planning tasks have been completed (logistics, prep meetings, materials, briefing notes etc).
  • Oversight of key regulatory remediation programmes and actions for areas of coverage to ensure regulatory commitments are met.
  • Proactive management, coordination and tracking of actions and meeting follow-up items to ensure delivery within agreed timelines.
  • Attend regulatory meetings and provide meeting notes / briefings and updates to senior management.
  • Provide support, as required, to internal stakeholders on prudential regulatory issues such as capital, liquidity and related risk management requirements.
  • Qualifications

    Skills required (essential) - Good understanding of EU regulatory landscape and expectations regarding risk and control infrastructure

  • Experience of handling regulatory visits / inspections
  • Excellent communication skills (both written and oral) with an ability to impact and influence senior colleagues
  • Team player but able to work independently to drive matters forward and represent the Legal division appropriately
  • Well-organized, and able to work in a fast-paced environment;
  • Ability to build good working relationships with multiple stakeholders;
  • Excellent Word, Excel and PowerPoint skills#LI-RG1 Skills desired Experience working at European regulators.
  • Given the continued spread of COVID-19 (coronavirus), all interviews will be conducted by phone or virtual connection to protect our candidates and employees.
  • Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential.

    Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences.

    Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents. *LI-SC1

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