Attorney in Dubai, Debai
Dubai, Debai, United Arab Emirates
Compliance Officer Commodities, FXEM & Structured Rates
The candidate will primarily involve coverage of the EMEA Commodities desk, with support for the FXEM and Structured Rates desks also within the scope of the role.
Will report into an Executive Director or Vice President within the EMEA Sales and Trading Compliance team and will work closely with all Sales and Trading Compliance Coverage personnel.
This role will involve providing real time advisory support and will involve liaising closely with the relevant Compliance Coverage teams in Frankfurt, across EMEA and globally.
Will additionally be involved in supporting the development of policy and procedure as it pertains to the business, including the education and training of business unit personnel and, as applicable, working to help develop proportionate responses to regulatory change.
Additional involvement includes review of new product assessments, involvement with coverage led monitoring checks and development and delivery of training.
Also have responsibility for working with the Central Compliance teams who handle testing, monitoring and surveillance, including exchange enquiries.
Previous Compliance coverage experience relevant to Commodities would be beneficial. Familiarity with European and specifically UK compliance issues and relevant law and regulation is required.
Should be University graduate or equivalent and / or professionally qualified, e.g. in law or accountancy, with experience of working in Compliance within the financial services industry.