To perform compliance related Business Control testing programme across the Corporate and Investment Bank. This will include Financial Crime Compliance controls as applicable to the business.
And the development of an annual schedule of business reviews.
Business Control Assurance Monitoring and Testing.
To perform the CIB compliance related Business Control testing programme. This will also include Financial Crime Compliance controls as applicable to the business.
Support the development of an annual schedule of business reviews based on inputs such as the Risk Assessment, discussions with Group Compliance, past reviews, and your own input based on your understanding of business risk.
Perform the approved assurance testing plan across the CIB business and identify key compliance related risks and issues.
Ensure assurance testing is performed in line with agreed milestone.
Track and monitor to completion all assurance testing issues.
Be strong willed to be able to provide the appropriate challenge to the CIB business as required.
Being an independent control for the CIB business.
Ensure assurance testing results are recorded and appropriately reported to management.
Writing high quality reports presenting review results and articulating the findings
Bachelor’s Degree or Higher in Management, Banking or Finance, preferably with certification in compliance, corporate governance, risk management or internal audit.
At least 5 years+ banking experience preferably in a reputable international bank with experience of working in highly regulated jurisdictions.
At least 3 years of experience in Internal Audit, Compliance Assurance Testing or EWRA activities aligned to the CIB business or FCC.
Internal Audit experience or testing and controls background would be considered an asset.