Internal Auditor - Investment Management
Morgan Stanley
UAE, Abu Dhabi,Abu Dhabi
منذ 1 يوم
source :

Job Role : Internal Auditor - InvestmentManagement


Youwill mainlycover front to back public and private side audits, which mayincludeequities, fixed income, multi-asset and alternatives.

Inaddition, you willalso cover Finance, Legal and Compliance, as wellas other aspects of theInvestment Management business.

  • Reportingto the EMEA Audit Coverage Manager (ACM), keyresponsibilities include but isnot limited to;
  • Performingrisk assessments at an entity and process levelfor key Investment Managemententities;
  • Conductaudits projects in line withmethodology, including the preparation of keyaudit artefactsincluding the Audit Scoping Memorandum, Risk Control MatrixandAudit Report;
  • Executeaudit activities toagreed budgets and timelines as outlined by the AuditCoverageDirector (ACD);
  • Co-ordinateand work withauditors within the team and around the globe on multi-regionauditsto ensure timely and effective completion;
  • Appropriatelyassessing potential findingsfor significance;
  • Communicatingaudit findingsto the ACM, ACD and client management and assisting withnegotiatingfinalization of issues with senior client management;
  • Performissue validation of the issues raised as part ofaudits or ContinuousMonitoring.
  • Developsolid working relationship withclients through Continuous Monitoring andstakeholder relationshipmanagement.
  • Essentialskills andexperience

  • Experienceinauditing operational controls within a wide range of businessprocesses preferablyin Investment Management;
  • Understandingof key financial industry regulations;
  • Goodunderstanding of investment management principlesand products;
  • Goodknowledge of financialinstruments and derivative products;
  • Stronganalytical skills with ability to process information quicklyand assess risksand controls.
  • Self-motivatedwith a strong sense ofownership and accountability;
  • Abilityto workunder pressure and achieve results, whilst maintaining aprofessional,friendly and client focused approach;
  • Excellentcommunication and interpersonal skills withability to present complex andsensitive issues to seniormanagement;
  • Englishlanguage skills (speaking,reading and writing at advanced level.
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