Job Role : Internal Auditor - InvestmentManagement
Youwill mainlycover front to back public and private side audits, which mayincludeequities, fixed income, multi-asset and alternatives.
Inaddition, you willalso cover Finance, Legal and Compliance, as wellas other aspects of theInvestment Management business.
Reportingto the EMEA Audit Coverage Manager (ACM), keyresponsibilities include but isnot limited to;
Performingrisk assessments at an entity and process levelfor key Investment Managemententities;
Conductaudits projects in line withmethodology, including the preparation of keyaudit artefactsincluding the Audit Scoping Memorandum, Risk Control MatrixandAudit Report;
Executeaudit activities toagreed budgets and timelines as outlined by the AuditCoverageDirector (ACD);
Co-ordinateand work withauditors within the team and around the globe on multi-regionauditsto ensure timely and effective completion;
Appropriatelyassessing potential findingsfor significance;
Communicatingaudit findingsto the ACM, ACD and client management and assisting withnegotiatingfinalization of issues with senior client management;
Performissue validation of the issues raised as part ofaudits or ContinuousMonitoring.
Developsolid working relationship withclients through Continuous Monitoring andstakeholder relationshipmanagement.
Experienceinauditing operational controls within a wide range of businessprocesses preferablyin Investment Management;
Understandingof key financial industry regulations;
Goodunderstanding of investment management principlesand products;
Goodknowledge of financialinstruments and derivative products;
Stronganalytical skills with ability to process information quicklyand assess risksand controls.
Self-motivatedwith a strong sense ofownership and accountability;
Abilityto workunder pressure and achieve results, whilst maintaining aprofessional,friendly and client focused approach;
Excellentcommunication and interpersonal skills withability to present complex andsensitive issues to seniormanagement;
Englishlanguage skills (speaking,reading and writing at advanced level.