Compliance Officer
Crédit Agricole CIB
Emirats Arabes Unis, Asie
منذ 18 يوم

Missions

Global Compliance (CPL) is in charge of ensuring that the Bank’s operations do effectively comply with the provisions of the laws and regulations in force and with all internal and external rules applicable to Crédit Agricole CIB’s banking and financial activities liable to entail criminal sanctions, sanctions from regulators, litigations with customers and, more generally, a reputational risk.

The Compliance Function oversees compliance with the provisions referred to above and aims at enhancing the stakeholders’ (clients, personnel, investors, regulators, suppliers) confidence vis-

à-vis these rules and their implementation.

Your main responsibilities and missions :

Participate actively in the day to day functioning of Compliance, and assist the Head of Compliance in the following manner :

  • Review client KYC during onboarding and / or periodic review
  • Controls of client KYC before each credit committee and whenever there is a potential financial security risk;
  • Review alerts related to Sanctions filtering and Transaction filtering
  • Perform Compliance Standard Controls on a set frequency
  • Prepare Management Information to local Senior Management and Head Office
  • Draft compliance opinions for client onboarding, periodic review and credit reviews
  • Perform gap analysis on any new policies released by Head Office from a local regulatory standpoint
  • Update, when necessary, local Compliance policies and procedures together with the necessary follow-up tools;
  • Other tasks as assigned by the Head of Compliance from time to time e.g. IT security or Legal;
  • Close Internal Audit & Regulatory recommendations (if any)
  • Assist Compliance Officers in preparation and delivery of Compliance Trainings
  • Maintain records of trainings (classroom & e-learning)
  • Maintain Personal Account Dealing records of staff based in the UAE
  • Maintain records of client complaints and escalate to the Head of Compliance
  • Liaise with the other stakeholders (from all 3 lines of defense) to discuss matters that concern Compliance
  • Liaise with Head Office Compliance staff for Compliance opinions and escalation
  • The VIE contract in short :

    According Business France's eligibility conditions, the Volontariat International en Entreprise (VIE) is an assignment in a French company operating overseas for professionals between the age of 18 and 28 who are European Union nationals.

    IMPORTANT !

    To apply, you need to meet the conditions mentioned above. If not, your application will not be selected.

    If you are eligible, join your CV and a cover letter in English and mention : your age and nationality.

    For further information about the eligibility conditions to this programme, we invite you to go to Business France website : www.civiweb.com.

    Formation / Spécialisation

    Academic Background : University, Business or Ingineering School.

    Postgraduate degree - MA / MSc / PhD / Doctorate or equivalent

    Specialization : Compliance, Regulatory, Risk or Legal

    Expérience

    Prior experience / training in Compliance, Risk or Legal within a financial institution / law firm, consultancy firm or audit firm, preferably within the field of Compliance / Regulatory would be an advantage

    Hard Skills :

    Review client KYC during onboarding and / or periodic review,

  • Controls of client KYC before each credit committee and whenever there is a potential financial security risk;
  • Analytical Skills;
  • Knowledge / understanding of regulations and compliance roles

    Soft Skills :

    Communication skills, presentation skills

    Outils informatiques

    MS Word, MS Excel and MS PowerPoint

    Langues

    English and French proficiency is mandatory and a knowledge of Arabic would be desirable.

    قَدِّم طلبك ترشيحك
    قَدِّم طلبك ترشيحك
    بريدي الالكتروني
    بالنقر فوق "متابعة"، عطي نيوفو الموافقة على معالجة بياناتي وإرسال تنبيهات البريد الإلكتروني لي، وفقًا لسياسة الخصوصية الخاصة بنيوفو. يمكنني إلغاء اشتراكي أو سحب موافقتي في أي وقت.
    واصل
    استمارة الطلب