Compliance Officer
Sapphire Recruitment Consultants
Dubai,Dubai ,UAE
منذ 5 ساعات
source :

This role is only open to fluent Arabic / English speakers so only apply please if you match this. Our client offers unrivalled benefits and great career progression within a friendly environment.

Description : Develop and implement a compliance program of the post trade services in line with regulatory framework and international IOSCO standardsAdvice management on matters related to the organization’s compliance with applicable laws and regulationsDraft and revise company policies in line with supporting regulatory frameworkKeep abreast of changing regulatory environment and update management of impact of these changes on the organizationCoordinate with local and international regulators, members in the area of compliance related to CCP and CSDPerform regular and surprise inspection of its members to make sure they abide by the applicable legislations and all the regulations issued by the Market, Depository, CCP and the market authorityDevelop, implement and monitor compliance with ERM framework and policies and procedures for the organisation in line with organisation Risk objectivesCreate reliable internal controls and monitor adherence to those controls in line with organisations objectivesAssist business units in recording the risks and establishing the risk register for the organisationEvaluate and update the risk rating as per the audit reports and amend the risk register with new riskProvide training to internal employees on necessary regulations and industry practicesWorks with a long-

term perspective in addressing customer needsTakes a partnership approach.Looks for long-term benefits to the customerBecomes intimately involved in and 'expert' on the customers businessSeeks mutual gain partnership with key customersReviews activities to ensure that thinking and actions are focused on customer needsIdentifies problemsSecures relevant information from all sources and seeks potential solutionsSynthesizes complex or diverse informationIn case of conflict, remains calm and thinks of logical ways to solve the problemClear about who should be given which tasksCapable of giving effective feedback to subordinates & superiorsJob DetailsPosted Date : 2019-

  • 09-24Job Location : Dubai, United Arab EmiratesJob Role : LegalCompany Industry : Economics & Financial ConsultingPreferred CandidateCareer Level : Mid CareerNationality : United Arab Emirates;
  • Bahrain; Djibouti; Algeria; Egypt; Iraq; Jordan; Comoros; Kuwait; Lebanon; Libya; Morocco; Mauritania; Oman; Palestine; Qatar;
  • Saudi Arabia; Sudan; Somalia; Syria; Tunisia; YemenDegree : Bachelor's degree

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