Treasury Compliance Analyst
The First Group
UAE,Dubai,Dubai
منذ 6 يوم
source : Drjobs.ae
  • Assisting the Treasurer to ensure company meets its compliance responsibilities in relation to the applicable governing rules and regulations.
  • To assist in the investigation, analysis and documentation of client's KYC's
  • To create a database and archive all historical and future documentation for each client
  • Review incoming transfers swift copies of incoming transfers
  • To maintain the Risk Control Assessments (Risk Matrix) for all areas ensuring these are regularly reviewed and updated.
  • To review external operational risk events and to assess their impact on client and whether any adjustment to the control framework is required.
  • To maintain and provide quarterly reporting in respect of the status of all departmental procedures and their ongoing review status.
  • To assist in conducting post project reviews to identify any areas of risk that should be addressed within any future projects in existing or potentially new countries.
  • Ensure that regulatory exceptions are documented and followed up to ensure they are promptly addressed.
  • Maintenance of Compliance logs, including those for regulatory breaches, personal dealing and regulatory developments..
  • Create and the update the Compliance Manual and developing policy in line with changes in the regulatory environment.
  • Providing support to all new product initiatives and managing the compliance risks.
  • Provide the business advice in respect of ad-hoc regulatory issues referred to the department.
  • Assist in the development and provision of training on compliance and AML matters to staff within the company as appropriate.
  • i.e Market Abuse, Conflict of Interest).

  • Assisting the Head of Compliance in managing the relationship with the internal and external Auditors & other Group functions.
  • Assist business units in meeting their regulatory requirements and represent compliance on the various project working groups, as requested.
  • As required, provide ad-hoc support for vetting of sanction false-positive exceptions and other matters that fall under the remit of the department.
  • To develop then maintain Key Performance Indicators and present them with commentary to support any variances to identified benchmarks or targets, highlighting any areas of potential risk.
  • To review external operational risk events and to assess their impact on client and whether any adjustment to the control framework is required.
  • To assist in conducting post project reviews to identify any areas of risk that should be addressed within any future projects.
  • Assisting in conducting any specific investigations that may be considered necessary.
  • Assist in the documentation for bank account openings / closing
  • Liaise with the legal department on required document queries by the bank
  • Liaise with the banks on operational queries from internal teams
  • Assist in the daily cash management processes
  • Assist in the documentation of Treasury & Compliance processes and procedures
  • Any other reasonable task or responsibility set by and agreed with the Treasurer
  • Desired Skill & Expertise

  • Be an effective verbal and written communicator
  • Be proactive and highly organized. Able to prioritize workload
  • Be confident in approach when tackling compliance issues
  • Have a professional and friendly manner
  • Maintain a high level of confidentiality and discretion at all times
  • Have a flexible and positive attitude
  • Work effectively in a team with reliability
  • High attention to detail
  • Qualifications :

  • Bachelor Degree
  • Experience with Treasury / Cash Management & Compliance
  • Experience with managing banking relationships
  • Advanced knowledge of excel
  • Excellent verbal and written English
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