Treasury Compliance Analyst
The First Group
منذ 4 يوم
source :
  • Assisting the Treasurer to ensurecompany meets its compliance responsibilities in relation to theapplicable governing rules and regulations.
  • Toassist in the investigation, analysis and documentation ofclient's KYC's
  • To create adatabase and archive all historical and future documentation foreach client
  • Review incoming transfers swiftcopies of incoming transfers
  • To maintain theRisk Control Assessments (Risk Matrix) for all areas ensuring theseare regularly reviewed and updated.
  • To reviewexternal operational risk events and to assess their impact onclient and whether any adjustment to the control framework isrequired.
  • To maintain and provide quarterlyreporting in respect of the status of all departmental proceduresand their ongoing review status.
  • To assist inconducting post project reviews to identify any areas of risk thatshould be addressed within any future projects in existing orpotentially new countries.
  • Ensure thatregulatory exceptions are documented and followed up to ensure theyare promptly addressed.
  • Maintenance ofCompliance logs, including those for regulatory breaches, personaldealing and regulatory developments..
  • Createand the update the Compliance Manual and developing policy in linewith changes in the regulatory environment.
  • Providing support to all new product initiatives andmanaging the compliance risks.
  • Provide thebusiness advice in respect of ad-hoc regulatory issues referred tothe department.
  • Assist in the development andprovision of training on compliance and AML matters to staff withinthe company as appropriate.
  • i.e Market Abuse, Conflict ofInterest).

  • Assisting the Head of Compliance inmanaging the relationship with the internal and external Auditors& other Group functions.
  • Assistbusiness units in meeting their regulatory requirements andrepresent compliance on the various project working groups, asrequested.
  • As required, provide ad-hoc supportfor vetting of sanction false-positive exceptions and other mattersthat fall under the remit of the department.
  • To develop then maintain Key Performance Indicators andpresent them with commentary to support any variances to identifiedbenchmarks or targets, highlighting any areas of potentialrisk.
  • To review external operational riskevents and to assess their impact on client and whether anyadjustment to the control framework is required.
  • To assist in conducting post project reviews to identifyany areas of risk that should be addressed within any futureprojects.
  • Assisting in conducting any specificinvestigations that may be considered necessary.
  • Assist in the documentation for bank accountopenings / closing
  • Liaise with the legaldepartment on required document queries by the bank
  • Liaise with the banks on operational queries frominternal teams
  • Assist in the daily cashmanagement processes
  • Assist in thedocumentation of Treasury & Compliance processes andprocedures
  • Any other reasonable task orresponsibility set by and agreed with the Treasurer
  • Desired Skill &Expertise

  • Be aneffective verbal and written communicator
  • Beproactive and highly organized. Able to prioritizeworkload
  • Be confident in approach whentackling compliance issues
  • Have a professionaland friendly manner
  • Maintain a high level ofconfidentiality and discretion at all times
  • Have a flexible and positive attitude
  • Work effectively in a team with reliability
  • High attention to detail
  • Qualifications :

  • Bachelor Degree
  • Experience withTreasury / Cash Management & Compliance
  • Experience with managing banking relationships
  • Advanced knowledge of excel
  • Excellent verbal and written English
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    بريدي الالكتروني
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